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*New York Life Insurance Company ("NYL") ratings are not Madison Capital Funding ratings, and neither Madison Capital Funding nor any products offered by Madison Capital Funding are guaranteed by NYL. Ratings are based on the financial strength of NYL and apply only to obligations issued or guaranteed by NYL. Source: Individual independent rating agency commentary as of 9/12/2019: A.M. Best (A++), Moody's Investors Service (Aaa), Standard & Poor's (AA+).
**As of 3/31/2020; Assets Under Management (“AUM”) includes approximately $228 million of equity and mezzanine investments and approximately $3.3 billion of third-party senior loan assets managed by Madison Capital Funding LLC (“MCF”). These assets qualify as Regulatory Assets Under Management (“RAUM”) as defined in SEC Form ADV. AUM does not include approximately $295 million of RAUM consisting primarily of unfunded capital commitments to certain private funds managed by MCF. The balance of the AUM, approximately $7.8 billion of senior loan commitments and $66 million of fund investments, are managed by MCF for its own account. These senior loan commitment assets and fund investments do not qualify as RAUM and, therefore, are not included in MCF’s Form ADV RAUM calculation for regulatory purposes.

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